Representative Transactions and Engagements

Mergers and Acquisitions

  • Represented multiple private equity funds and their portfolio companies in purchases and sales of businesses ranging in value up to $160 million.
  • Represented numerous sellers in sales of businesses to private equity funds ranging in value up to $270 million.
  • Represented buyers and sellers of closely held companies and subsidiaries of public companies in sales of businesses.
  • Represented the majority shareholder of a public company in connection with the sale of the company.
  • Represented a franchisee in connection with acquisition of a franchise.
  • Represented the majority shareholder and management in connection with a going private transaction.

Private Securities and Fundraising Transactions

  • Represented numerous companies in various rounds of funding, including friends and family, angel investors and venture capital.
  • Represented portfolio companies of private equity funds in convertible debt financing transactions.
  • Represented investors in private placement investments into public and private companies.

Lending Transactions

  • Represented numerous borrowers in secured and unsecured lending transactions, including revolving lines of credit, equipment financing, term loans, working capital loans, bridge loans and factoring.

Fractional General Counsel Services

  • Represented various businesses in connection with their day-to-day legal needs, including public companies and their subsidiaries, portfolio companies of private equity funds and closely held businesses.

Commercial Contracts

  • Represented portfolio companies of private equity funds in drafting and negotiating commercial contracts in a wide range of industries.
  • Represented numerous closely held businesses in drafting and negotiating commercial contracts in a wide range of industries.
  • Draft forms of commercial agreement for various client needs.

Executive Compensation

  • Represented numerous companies in structuring and implementation of agreements with employees and executives including employment agreements and confidential information, invention assignment, and restrictive covenants agreements for their various portfolio companies.
  • Represented numerous companies in negotiating employment agreements and equity compensation packages with employees.
  • Advise companies on creation and implementation of stock option, profits interest, phantom unit, and other incentive compensation plans.
  • Represented executives in connection with negotiating employment agreements.

Public Companies and Securities Matters

  • Represented various public companies in connection with their 10-K, 10-Q, 8-K, proxy statement and other filings.
  • Represented investors, officers and directors in Schedule 13G, Schedule 13D and Section 16 filings.
  • Represented various public companies in connection with stock exchange compliance matters.